RFC du protocole SMTP : Appendices
APPENDIX A
TCP Transport service
The Transmission Control Protocol [3] is used in the ARPA
Internet, and in any network following the US DoD standards for
internetwork protocols.
Connection Establishment
The SMTP transmission channel is a TCP connection established
between the sender process port U and the receiver process port
L. This single full duplex connection is used as the
transmission channel. This protocol is assigned the service
port 25 (31 octal), that is L=25.
Data Transfer
The TCP connection supports the transmission of 8-bit bytes.
The SMTP data is 7-bit ASCII characters. Each character is
transmitted as an 8-bit byte with the high-order bit cleared to
zero.
APPENDIX B
NCP Transport service
The ARPANET Host-to-Host Protocol [4] (implemented by the Network
Control Program) may be used in the ARPANET.
Connection Establishment
The SMTP transmission channel is established via NCP between
the sender process socket U and receiver process socket L. The
Initial Connection Protocol [5] is followed resulting in a pair
of simplex connections. This pair of connections is used as
the transmission channel. This protocol is assigned the
contact socket 25 (31 octal), that is L=25.
Data Transfer
The NCP data connections are established in 8-bit byte mode.
The SMTP data is 7-bit ASCII characters. Each character is
transmitted as an 8-bit byte with the high-order bit cleared to
zero.
APPENDIX C
NITS
The Network Independent Transport Service [6] may be used.
Connection Establishment
The SMTP transmission channel is established via NITS between
the sender process and receiver process. The sender process
executes the CONNECT primitive, and the waiting receiver
process executes the ACCEPT primitive.
Data Transfer
The NITS connection supports the transmission of 8-bit bytes.
The SMTP data is 7-bit ASCII characters. Each character is
transmitted as an 8-bit byte with the high-order bit cleared to
zero.
APPENDIX D
X.25 Transport service
It may be possible to use the X.25 service [7] as provided by the
Public Data Networks directly, however, it is suggested that a
reliable end-to-end protocol such as TCP be used on top of X.25
connections.
APPENDIX E
Theory of Reply Codes
The three digits of the reply each have a special significance.
The first digit denotes whether the response is good, bad or
incomplete. An unsophisticated sender-SMTP will be able to
determine its next action (proceed as planned, redo, retrench,
etc.) by simply examining this first digit. A sender-SMTP that
wants to know approximately what kind of error occurred (e.g.,
mail system error, command syntax error) may examine the second
digit, reserving the third digit for the finest gradation of
information.
There are five values for the first digit of the reply code:
1yz Positive Preliminary reply
The command has been accepted, but the requested action
is being held in abeyance, pending confirmation of the
information in this reply. The sender-SMTP should send
another command specifying whether to continue or abort
the action.
[Note: SMTP does not have any commands that allow this
type of reply, and so does not have the continue or
abort commands.]
2yz Positive Completion reply
The requested action has been successfully completed. A
new request may be initiated.
3yz Positive Intermediate reply
The command has been accepted, but the requested action
is being held in abeyance, pending receipt of further
information. The sender-SMTP should send another command
specifying this information. This reply is used in
command sequence groups.
4yz Transient Negative Completion reply
The command was not accepted and the requested action did
not occur. However, the error condition is temporary and
the action may be requested again. The sender should
return to the beginning of the command sequence (if any).
It is difficult to assign a meaning to "transient" when
two different sites (receiver- and sender- SMTPs) must
agree on the interpretation. Each reply in this category
might have a different time value, but the sender-SMTP is
encouraged to try again. A rule of thumb to determine if
a reply fits into the 4yz or the 5yz category (see below)
is that replies are 4yz if they can be repeated without
any change in command form or in properties of the sender
or receiver. (E.g., the command is repeated identically
and the receiver does not put up a new implementation.)
5yz Permanent Negative Completion reply
The command was not accepted and the requested action did
not occur. The sender-SMTP is discouraged from repeating
the exact request (in the same sequence). Even some
"permanent" error conditions can be corrected, so the
human user may want to direct the sender-SMTP to
reinitiate the command sequence by direct action at some
point in the future (e.g., after the spelling has been
changed, or the user has altered the account status).
The second digit encodes responses in specific categories:
x0z Syntax -- These replies refer to syntax errors,
syntactically correct commands that don't fit any
functional category, and unimplemented or superfluous
commands.
x1z Information -- These are replies to requests for
information, such as status or help.
x2z Connections -- These are replies referring to the
transmission channel.
x3z Unspecified as yet.
x4z Unspecified as yet.
x5z Mail system -- These replies indicate the status of
the receiver mail system vis-a-vis the requested
transfer or other mail system action.
The third digit gives a finer gradation of meaning in each
category specified by the second digit. The list of replies
illustrates this. Each reply text is recommended rather than
mandatory, and may even change according to the command with
which it is associated. On the other hand, the reply codes
must strictly follow the specifications in this section.
Receiver implementations should not invent new codes for
slightly different situations from the ones described here, but
rather adapt codes already defined.
For example, a command such as NOOP whose successful execution
does not offer the sender-SMTP any new information will return
a 250 reply. The response is 502 when the command requests an
unimplemented non-site-specific action. A refinement of that
is the 504 reply for a command that is implemented, but that
requests an unimplemented parameter.
The reply text may be longer than a single line; in these cases
the complete text must be marked so the sender-SMTP knows when it
can stop reading the reply. This requires a special format to
indicate a multiple line reply.
The format for multiline replies requires that every line,
except the last, begin with the reply code, followed
immediately by a hyphen, "-" (also known as minus), followed by
text. The last line will begin with the reply code, followed
immediately by <SP>, optionally some text, and <CRLF>.
For example:
123-First line
123-Second line
123-234 text beginning with numbers
123 The last line
In many cases the sender-SMTP then simply needs to search for
the reply code followed by <SP> at the beginning of a line, and
ignore all preceding lines. In a few cases, there is important
data for the sender in the reply "text". The sender will know
these cases from the current context.
APPENDIX F
Scenarios
This section presents complete scenarios of several types of SMTP
sessions.
A Typical SMTP Transaction Scenario
This SMTP example shows mail sent by Smith at host USC-ISIF, to
Jones, Green, and Brown at host BBN-UNIX. Here we assume that
host USC-ISIF contacts host BBN-UNIX directly. The mail is
accepted for Jones and Brown. Green does not have a mailbox at
host BBN-UNIX.
-------------------------------------------------------------
R: 220 BBN-UNIX.ARPA Simple Mail Transfer Service Ready
S: HELO USC-ISIF.ARPA
R: 250 BBN-UNIX.ARPA
S: MAIL FROM:<Smith@USC-ISIF.ARPA>
R: 250 OK
S: RCPT TO:<Jones@BBN-UNIX.ARPA>
R: 250 OK
S: RCPT TO:<Green@BBN-UNIX.ARPA>
R: 550 No such user here
S: RCPT TO:<Brown@BBN-UNIX.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 BBN-UNIX.ARPA Service closing transmission channel
Scenario 1
-------------------------------------------------------------
Aborted SMTP Transaction Scenario
-------------------------------------------------------------
R: 220 MIT-Multics.ARPA Simple Mail Transfer Service Ready
S: HELO ISI-VAXA.ARPA
R: 250 MIT-Multics.ARPA
S: MAIL FROM:<Smith@ISI-VAXA.ARPA>
R: 250 OK
S: RCPT TO:<Jones@MIT-Multics.ARPA>
R: 250 OK
S: RCPT TO:<Green@MIT-Multics.ARPA>
R: 550 No such user here
S: RSET
R: 250 OK
S: QUIT
R: 221 MIT-Multics.ARPA Service closing transmission channel
Scenario 2
-------------------------------------------------------------
Relayed Mail Scenario
-------------------------------------------------------------
Step 1 -- Source Host to Relay Host
R: 220 USC-ISIE.ARPA Simple Mail Transfer Service Ready
S: HELO MIT-AI.ARPA
R: 250 USC-ISIE.ARPA
S: MAIL FROM:<JQP@MIT-AI.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:Jones@BBN-VAX.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Date: 2 Nov 81 22:33:44
S: From: John Q. Public <JQP@MIT-AI.ARPA>
S: Subject: The Next Meeting of the Board
S: To: Jones@BBN-Vax.ARPA
S:
S: Bill:
S: The next meeting of the board of directors will be
S: on Tuesday.
S: John.
S: .
R: 250 OK
S: QUIT
R: 221 USC-ISIE.ARPA Service closing transmission channel
Step 2 -- Relay Host to Destination Host
R: 220 BBN-VAX.ARPA Simple Mail Transfer Service Ready
S: HELO USC-ISIE.ARPA
R: 250 BBN-VAX.ARPA
S: MAIL FROM:<@USC-ISIE.ARPA:JQP@MIT-AI.ARPA>
R: 250 OK
S: RCPT TO:<Jones@BBN-VAX.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Received: from MIT-AI.ARPA by USC-ISIE.ARPA ;
2 Nov 81 22:40:10 UT
S: Date: 2 Nov 81 22:33:44
S: From: John Q. Public <JQP@MIT-AI.ARPA>
S: Subject: The Next Meeting of the Board
S: To: Jones@BBN-Vax.ARPA
S:
S: Bill:
S: The next meeting of the board of directors will be
S: on Tuesday.
S: John.
S: .
R: 250 OK
S: QUIT
R: 221 USC-ISIE.ARPA Service closing transmission channel
Scenario 3
-------------------------------------------------------------
Verifying and Sending Scenario
-------------------------------------------------------------
R: 220 SU-SCORE.ARPA Simple Mail Transfer Service Ready
S: HELO MIT-MC.ARPA
R: 250 SU-SCORE.ARPA
S: VRFY Crispin
R: 250 Mark Crispin <Admin.MRC@SU-SCORE.ARPA>
S: SEND FROM:<EAK@MIT-MC.ARPA>
R: 250 OK
S: RCPT TO:<Admin.MRC@SU-SCORE.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 SU-SCORE.ARPA Service closing transmission channel
Scenario 4
-------------------------------------------------------------
Sending and Mailing Scenarios
First the user's name is verified, then an attempt is made to
send to the user's terminal. When that fails, the messages is
mailed to the user's mailbox.
-------------------------------------------------------------
R: 220 SU-SCORE.ARPA Simple Mail Transfer Service Ready
S: HELO MIT-MC.ARPA
R: 250 SU-SCORE.ARPA
S: VRFY Crispin
R: 250 Mark Crispin <Admin.MRC@SU-SCORE.ARPA>
S: SEND FROM:<EAK@MIT-MC.ARPA>
R: 250 OK
S: RCPT TO:<Admin.MRC@SU-SCORE.ARPA>
R: 450 User not active now
S: RSET
R: 250 OK
S: MAIL FROM:<EAK@MIT-MC.ARPA>
R: 250 OK
S: RCPT TO:<Admin.MRC@SU-SCORE.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 SU-SCORE.ARPA Service closing transmission channel
Scenario 5
-------------------------------------------------------------
Doing the preceding scenario more efficiently.
-------------------------------------------------------------
R: 220 SU-SCORE.ARPA Simple Mail Transfer Service Ready
S: HELO MIT-MC.ARPA
R: 250 SU-SCORE.ARPA
S: VRFY Crispin
R: 250 Mark Crispin <Admin.MRC@SU-SCORE.ARPA>
S: SOML FROM:<EAK@MIT-MC.ARPA>
R: 250 OK
S: RCPT TO:<Admin.MRC@SU-SCORE.ARPA>
R: 250 User not active now, so will do mail.
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 SU-SCORE.ARPA Service closing transmission channel
Scenario 6
-------------------------------------------------------------
Mailing List Scenario
First each of two mailing lists are expanded in separate sessions
with different hosts. Then the message is sent to everyone that
appeared on either list (but no duplicates) via a relay host.
-------------------------------------------------------------
Step 1 -- Expanding the First List
R: 220 MIT-AI.ARPA Simple Mail Transfer Service Ready
S: HELO SU-SCORE.ARPA
R: 250 MIT-AI.ARPA
S: EXPN Example-People
R: 250-<ABC@MIT-MC.ARPA>
R: 250-Fred Fonebone <Fonebone@USC-ISIQ.ARPA>
R: 250-Xenon Y. Zither <XYZ@MIT-AI.ARPA>
R: 250-Quincy Smith <@USC-ISIF.ARPA:Q-Smith@ISI-VAXA.ARPA>
R: 250-<joe@foo-unix.ARPA>
R: 250 <xyz@bar-unix.ARPA>
S: QUIT
R: 221 MIT-AI.ARPA Service closing transmission channel
Step 2 -- Expanding the Second List
R: 220 MIT-MC.ARPA Simple Mail Transfer Service Ready
S: HELO SU-SCORE.ARPA
R: 250 MIT-MC.ARPA
S: EXPN Interested-Parties
R: 250-Al Calico <ABC@MIT-MC.ARPA>
R: 250-<XYZ@MIT-AI.ARPA>
R: 250-Quincy Smith <@USC-ISIF.ARPA:Q-Smith@ISI-VAXA.ARPA>
R: 250-<fred@BBN-UNIX.ARPA>
R: 250 <xyz@bar-unix.ARPA>
S: QUIT
R: 221 MIT-MC.ARPA Service closing transmission channel
Step 3 -- Mailing to All via a Relay Host
R: 220 USC-ISIE.ARPA Simple Mail Transfer Service Ready
S: HELO SU-SCORE.ARPA
R: 250 USC-ISIE.ARPA
S: MAIL FROM:<Account.Person@SU-SCORE.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:ABC@MIT-MC.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:Fonebone@USC-ISIQA.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:XYZ@MIT-AI.ARPA>
R: 250 OK
S: RCPT
TO:<@USC-ISIE.ARPA,@USC-ISIF.ARPA:Q-Smith@ISI-VAXA.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:joe@FOO-UNIX.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:xyz@BAR-UNIX.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:fred@BBN-UNIX.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 USC-ISIE.ARPA Service closing transmission channel
Scenario 7
-------------------------------------------------------------
Forwarding Scenarios
-------------------------------------------------------------
R: 220 USC-ISIF.ARPA Simple Mail Transfer Service Ready
S: HELO LBL-UNIX.ARPA
R: 250 USC-ISIF.ARPA
S: MAIL FROM:<mo@LBL-UNIX.ARPA>
R: 250 OK
S: RCPT TO:<fred@USC-ISIF.ARPA>
R: 251 User not local; will forward to <Jones@USC-ISI.ARPA>
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 USC-ISIF.ARPA Service closing transmission channel
Scenario 8
-------------------------------------------------------------
-------------------------------------------------------------
Step 1 -- Trying the Mailbox at the First Host
R: 220 USC-ISIF.ARPA Simple Mail Transfer Service Ready
S: HELO LBL-UNIX.ARPA
R: 250 USC-ISIF.ARPA
S: MAIL FROM:<mo@LBL-UNIX.ARPA>
R: 250 OK
S: RCPT TO:<fred@USC-ISIF.ARPA>
R: 251 User not local; will forward to <Jones@USC-ISI.ARPA>
S: RSET
R: 250 OK
S: QUIT
R: 221 USC-ISIF.ARPA Service closing transmission channel
Step 2 -- Delivering the Mail at the Second Host
R: 220 USC-ISI.ARPA Simple Mail Transfer Service Ready
S: HELO LBL-UNIX.ARPA
R: 250 USC-ISI.ARPA
S: MAIL FROM:<mo@LBL-UNIX.ARPA>
R: 250 OK
S: RCPT TO:<Jones@USC-ISI.ARPA>
R: OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 USC-ISI.ARPA Service closing transmission channel
Scenario 9
-------------------------------------------------------------
Too Many Recipients Scenario
-------------------------------------------------------------
R: 220 BERKELEY.ARPA Simple Mail Transfer Service Ready
S: HELO USC-ISIF.ARPA
R: 250 BERKELEY.ARPA
S: MAIL FROM:<Postel@USC-ISIF.ARPA>
R: 250 OK
S: RCPT TO:<fabry@BERKELEY.ARPA>
R: 250 OK
S: RCPT TO:<eric@BERKELEY.ARPA>
R: 552 Recipient storage full, try again in another transaction
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: MAIL FROM:<Postel@USC-ISIF.ARPA>
R: 250 OK
S: RCPT TO:<eric@BERKELEY.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 BERKELEY.ARPA Service closing transmission channel
Scenario 10
-------------------------------------------------------------
Note that a real implementation must handle many recipients as
specified in Section 4.5.3.
GLOSSARY
ASCII
American Standard Code for Information Interchange [1].
command
A request for a mail service action sent by the sender-SMTP to the
receiver-SMTP.
domain
The hierarchially structured global character string address of a
host computer in the mail system.
end of mail data indication
A special sequence of characters that indicates the end of the
mail data. In particular, the five characters carriage return,
line feed, period, carriage return, line feed, in that order.
host
A computer in the internetwork environment on which mailboxes or
SMTP processes reside.
line
A a sequence of ASCII characters ending with a <CRLF>.
mail data
A sequence of ASCII characters of arbitrary length, which conforms
to the standard set in the Standard for the Format of ARPA
Internet Text Messages (RFC 822 [2]).
mailbox
A character string (address) which identifies a user to whom mail
is to be sent. Mailbox normally consists of the host and user
specifications. The standard mailbox naming convention is defined
to be "user@domain". Additionally, the "container" in which mail
is stored.
receiver-SMTP process
A process which transfers mail in cooperation with a sender-SMTP
process. It waits for a connection to be established via the
transport service. It receives SMTP commands from the
sender-SMTP, sends replies, and performs the specified operations.
reply
A reply is an acknowledgment (positive or negative) sent from
receiver to sender via the transmission channel in response to a
command. The general form of a reply is a completion code
(including error codes) followed by a text string. The codes are
for use by programs and the text is usually intended for human
users.
sender-SMTP process
A process which transfers mail in cooperation with a receiver-SMTP
process. A local language may be used in the user interface
command/reply dialogue. The sender-SMTP initiates the transport
service connection. It initiates SMTP commands, receives replies,
and governs the transfer of mail.
session
The set of exchanges that occur while the transmission channel is
open.
transaction
The set of exchanges required for one message to be transmitted
for one or more recipients.
transmission channel
A full-duplex communication path between a sender-SMTP and a
receiver-SMTP for the exchange of commands, replies, and mail
text.
transport service
Any reliable stream-oriented data communication services. For
example, NCP, TCP, NITS.
user
A human being (or a process on behalf of a human being) wishing to
obtain mail transfer service. In addition, a recipient of
computer mail.
word
A sequence of printing characters.
<CRLF>
The characters carriage return and line feed (in that order).
<SP>
The space character.
REFERENCES
[1] ASCII
ASCII, "USA Code for Information Interchange", United States of
America Standards Institute, X3.4, 1968. Also in: Feinler, E.
and J. Postel, eds., "ARPANET Protocol Handbook", NIC 7104, for
the Defense Communications Agency by SRI International, Menlo
Park, California, Revised January 1978.
Crocker, D., "Standard for the Format of ARPA Internet Text
Messages," RFC 822, Department of Electrical Engineering,
University of Delaware, August 1982.
[3] TCP
Postel, J., ed., "Transmission Control Protocol - DARPA Internet
Program Protocol Specification", RFC 793, USC/Information Sciences
Institute, NTIS AD Number A111091, September 1981. Also in:
Feinler, E. and J. Postel, eds., "Internet Protocol Transition
Workbook", SRI International, Menlo Park, California, March 1982.
[4] NCP
McKenzie,A., "Host/Host Protocol for the ARPA Network", NIC 8246,
January 1972. Also in: Feinler, E. and J. Postel, eds., "ARPANET
Protocol Handbook", NIC 7104, for the Defense Communications
Agency by SRI International, Menlo Park, California, Revised
January 1978.
[5] Initial Connection Protocol
Postel, J., "Official Initial Connection Protocol", NIC 7101,
11 June 1971. Also in: Feinler, E. and J. Postel, eds., "ARPANET
Protocol Handbook", NIC 7104, for the Defense Communications
Agency by SRI International, Menlo Park, California, Revised
January 1978.
[6] NITS
PSS/SG3, "A Network Independent Transport Service", Study Group 3,
The Post Office PSS Users Group, February 1980. Available from
the DCPU, National Physical Laboratory, Teddington, UK.
[7] X.25
CCITT, "Recommendation X.25 - Interface Between Data Terminal
Equipment (DTE) and Data Circuit-terminating Equipment (DCE) for
Terminals Operating in the Packet Mode on Public Data Networks,"
CCITT Orange Book, Vol. VIII.2, International Telephone and
Telegraph Consultative Committee, Geneva, 1976.
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